🔮 Other🌎 Remote💼 Full Time20d ago
Dir Supervision - Broker Dealer
$105,200-$147,950/year
Sign in to unlock your personalized workspace. Upgrade and view full role details.
Role Details
Job Title: Director, Supervision – Broker Dealer Location: Remote Position Summary Leads the firm's broker-dealer supervisory program, ensuring compliance with FINRA, SEC, and state regulatory requirements. Oversees…